SOC 2 control alignment
SOC 2 is an assurance reporting framework. A Type II examination evaluates control design and operating effectiveness over a specified period. Our control alignment focuses on the following outcomes; a customer’s review should consider the specific service, controls, and operating evidence within its scope. See the AICPA SOC resources.ISO/IEC 27001 alignment
Our security program follows a risk-based approach to governance, information protection, and continual improvement. It includes policy ownership, risk assessment, access management, secure development, supplier oversight, incident handling, continuity, and review of corrective actions. ISO/IEC 27001:2022 provides the information-security management system framework for this approach.Security risk management
The NIST Cybersecurity Framework 2.0 provides a useful structure for reviewing these practices: Govern, Identify, Protect, Detect, Respond, and Recover. Use it to connect institutional risk requirements to the controls and evidence relevant to your AMLOK deployment.Financial-sector requirements
Technical safeguards support an institution’s compliance program. Applicability depends on the institution’s regulator, activities, jurisdiction, and the information processed.
Read the Canadian, Quebec, United States, and AI governance guides for applicability and primary regulatory sources.
Payment processing, identity verification, and banking integrations have their own scopes and provider obligations. Vendor assurance applies to the vendor’s covered service; it does not automatically extend to every AMLOK workflow. Review any payment-card or other specialized requirements against the actual data flow.